Welcome to your Sample Survey
Clients who are not locally based nor
do they have an historic local
connection?
Test
Customer Due Diligence would highlight this risk
Clients who are not met face to face?
Likely- hood Score (1-Lowest, 5-Highest)
Impact Score (1-Lowest, 5-Highest)
Test
Use video calling as the alternative
Acts for demanding clients with
onerous and pressurised
requirements?
Likely- hood Score (1-Lowest, 5-Highest)
1
5
Impact Score (1-Lowest, 5-Highest)
1
5
Test
Without adequate CDD the transaction will not take place.
Acts for un-cooperative or overly
secretive clients?
Likely- hood Score (1-Lowest, 5-Highest)
Impact Score (1-Lowest, 5-Highest)
Acts for clients with connections to
higher risk countries such as those
countries with weaker money
laundering regimes?
