Welcome to your Sample Survey

Clients who are not locally based nor
do they have an historic local
connection?

Likely- hood Score (1-Lowest, 5-Highest)

Impact Score (1-Lowest, 5-Highest)

Customer Due Diligence would highlight this risk


Clients who are not met face to face?

Likely- hood Score (1-Lowest, 5-Highest)

Impact Score (1-Lowest, 5-Highest)

Use video calling as the alternative


Acts for demanding clients with
onerous and pressurised
requirements?

Likely- hood Score (1-Lowest, 5-Highest)

1
5
Impact Score (1-Lowest, 5-Highest)

1
5
Without adequate CDD the transaction will not take place.


Acts for un-cooperative or overly
secretive clients?

Likely- hood Score (1-Lowest, 5-Highest)

Impact Score (1-Lowest, 5-Highest)


Acts for clients with connections to
higher risk countries such as those
countries with weaker money
laundering regimes?

Likely- hood Score (1-Lowest, 5-Highest)

Impact Score (1-Lowest, 5-Highest)


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